A history of Buddhist philosophy

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Volume 1 of Studies in Buddhist Thought. The volume traces twenty-five centuries, from the background of Indian thought before the Buddha to contemporary developments. It explains how the problems of Buddhist philosophy arose, how different thinkers answered them, and how those answers came into conflict.

What the volume covers

Many histories of Buddhist philosophy already exist in Chinese. Some begin from a sectarian position, some focus on compiling material, and some take a modern academic approach that demands considerable preparation from readers. The present volume occupies a place between academic scholarship and an introduction for general readers, and its method is to reconstruct arguments. Merely reporting conclusions is of no use in explaining what "emptiness" means, what "non-self" claims, why storehouse consciousness was proposed, or how Madhyamaka reductio arguments proceed. The volume tries to set out each school's reasoning step by step, so that readers have a basis for their own judgments and can see the tensions between ideas.

History and philosophical analysis are treated separately in the volume. The historical account aims for neutrality, and reconstructions based on historical evidence and inference are marked with phrases such as "we can conclude from this" and "on this basis, we infer." They are distinguished from historically documented facts. The philosophical analysis sets out the structure of arguments and states the volume's own interpretations on questions it considers important. Sectarian legends are not accepted as historical facts, but the reasons they took their later forms and the roles they played in history are themselves material for analysis. The Preface gives a full account of the method.

Structure

The volume has two parts.

Part I, History of philosophy, comprises twelve essays organized historically. It covers the background of Indian thought and the earliest teachings, including the four noble truths, dependent origination, non-self, and the five aggregates. It then treats the early sangha and its division into schools; the philosophies of those schools, including Sarvāstivāda, Sautrāntika, Theravāda Abhidhamma, and the debate over the person; the rise of Mahāyāna; Madhyamaka; Yogācāra; tathāgata-garbha and buddha-nature; logic and epistemology in late Indian Buddhism; and the separate development and modern directions of the Theravāda, Chinese, and Tibetan traditions.

Part II, Philosophical analysis, sets aside the pace of historical narrative to examine, one by one, the systems the volume considers most important. It covers the early teachings, including cosmology and the fourteen undeclared questions; Theravāda Abhidhamma; Sarvāstivāda; the Mahāvibhāṣā and Abhidharmakośa; the proofs and interpretation of the Mūlamadhyamakakārikā; later Madhyamaka; Yogācāra; Tiantai; Huayan; and analysis of Mahāyāna sūtras themselves, including the Heart Sūtra and Diamond Sūtra. A subject whose history occupies one chapter in Part I may require an entire essay in Part II to develop its arguments.

A terminology concordance at the end of the book gives Chinese, Sanskrit, Pāli, and English equivalents with brief explanations.

How to read the volume

Reading in order is one option. Readers who want to follow the philosophical development can begin with Part I, Essay 1, Chapter 5, on the earliest teachings, and then move to Essay 3 on the philosophy of the early schools and Essay 5 on Madhyamaka. The complete route for philosophical readers appears in section 5 of the Preface. Readers who want to begin with close analysis can enter any essay of Part II independently.

Relation to the other two volumes

The present volume is a history and seeks restraint in judgment. Evaluation belongs to Volume 2, A Critique of Buddhist Soteriology, which draws on the historical facts presented here to evaluate the teachings directly. Volume 3, A History of Buddhist Transformations, goes further by asking who brought about each change and what led them to do so. Each volume can be read independently, while reading them in sequence gives the fullest account of their connections.

Contents of this volume

Front MatterPreface
Part 1: Background and OriginsChapter 1. India before the Buddha: the Vedas, Brahmanism, and social structure
Chapter 2. The Upaniṣads and the central questions: karma, rebirth, and liberation
Chapter 3. The renunciant movement: Jainism, fatalism, materialism, and skepticism
Chapter 4. The historical Buddha: biographical inferences without the myths
Chapter 5. The earliest teachings: the Four Truths, dependent origination, no-self, and the five aggregates
Part 2: Early Sangha and School DivisionsChapter 1. The formation of the saṅgha and the vinaya
Chapter 2. Councils and the oral transmission of scripture
Chapter 3. The root division between Sthaviras and Mahāsāṃghikas
Chapter 4. The development of the schools and the accounts of eighteen or twenty
Chapter 5. The rise of Abhidharma
Part 3: Philosophy of the Early SchoolsChapter 1. Sarvāstivāda: the reality of all three times and the permanent existence of dharmas' intrinsic being
Chapter 2. The Mahāvibhāṣā and the Sarvāstivāda system
Chapter 3. Sautrāntika: seeds, momentariness, and continuity
Chapter 4. Theravāda Abhidhamma (the Abhidhamma Piṭaka)
Chapter 5. The Vātsīputrīyas and the problem of the pudgala
Chapter 6. Core controversies: time, causation, consciousness, and mental factors
Part 4: Rise of MahayanaChapter 1. The origins of Mahāyāna, evidence and hypotheses
Chapter 2. Early Mahāyāna scriptures: Prajñāpāramitā, Lotus, Avataṃsaka, Pure Land, and Vimalakīrti
Chapter 3. The bodhisattva path and a new ideal of practice
Chapter 4. Mahāyāna and the schools
Part 5: MadhyamakaChapter 1. Nāgārjuna: the Mūlamadhyamakakārikā, emptiness, dependent origination, and the two truths
Chapter 2. Āryadeva and early Madhyamaka
Chapter 3. Madhyamaka's methods of argument
Chapter 4. Buddhapālita and Bhāvaviveka: the Svātantrika–Prāsaṅgika distinction
Chapter 5. Candrakīrti and Prāsaṅgika Madhyamaka
Chapter 6. Argumentative slippages in Prajñāpāramitā and Madhyamaka texts
Part 6: YogacaraChapter 1. The Maitreya treatises and the formation of Yogācāra
Chapter 2. Asaṅga: the *Mahāyānasaṃgraha* and storehouse consciousness
Chapter 3. Vasubandhu: the *Twenty Verses* and *Thirty Verses*
Chapter 4. The three natures, the three absences of intrinsic nature, and transformation of the basis
Chapter 5. The debate between Consciousness-Only and Madhyamaka
Part 7: Tathagatagarbha and Buddha NatureChapter 1. The tathāgatagarbha scriptures
Chapter 2. The Ratnagotravibhāga
Chapter 3. The relations between tathāgatagarbha, consciousness-only, and Madhyamaka
Chapter 4. The later influence of tathāgatagarbha in China and Tibet
Part 8: Late Indian BuddhismChapter 1 Dignāga: The Foundations of Buddhist Logic and Epistemology
Chapter 2 Dharmakīrti's Logic and Epistemology
Chapter 3 Śāntarakṣita and Kamalaśīla: A Synthesis of Madhyamaka and Yogācāra
Chapter 4 The Rise of Esoteric Buddhism and Vajrayāna
Chapter 5 Nālandā, Vikramaśīla, and the Late Great Monasteries
Chapter 6 The Decline and Disappearance of Indian Buddhism: Inferences from Historical Sources
Part 9: Southern BuddhismChapter 1. Transmission to Sri Lanka and the conflict between the Mahāvihāra and Abhayagiri
Chapter 2. Buddhaghosa, the Visuddhimagga, and the commentarial tradition
Chapter 3. Southeast Asia: Myanmar, Thailand, Cambodia, and Laos
Chapter 4. Doctrine and meditation traditions
Chapter 5. Modern reform and development
Part 10: Chinese BuddhismChapter 1. Transmission and early sūtra translation: An Shigao, Lokakṣema, and Dao'an
Chapter 2. Matching concepts and early interpretation
Chapter 3. Kumārajīva, the Three Treatise school, and Sengzhao
Chapter 4. The history of sūtra translation and Xuanzang
Chapter 5. The Tiantai school
Chapter 6. The Huayan school
Chapter 7. The Consciousness-Only school (Faxiang)
Chapter 8. The Chan school
Chapter 9. The Pure Land school
Chapter 10. The Vinaya, Esoteric, and other schools
Chapter 11. Modern Chinese Buddhism and Humanistic Buddhism
Part 11: Tibetan BuddhismChapter 1. The Early Diffusion, Buddhism's entry into imperial Tibet, and the Samye Debate
Chapter 2. The beginning of the Later Diffusion
Chapter 3. Nyingma and Dzogchen
Chapter 4. Kagyu and Mahāmudrā
Chapter 5. The Sakya school
Chapter 6. Gelug and Tsongkhapa
Chapter 7. The Madhyamaka debate: self-emptiness and other-emptiness
Chapter 8. Tibetan Buddhism in the modern and contemporary periods
Part 12: Modern and Contemporary TrendsChapter 1. Buddhist modernism
Chapter 2. The transmission of Buddhism to the West
Chapter 3. Methods and advances in academic Buddhist studies
Chapter 4. New developments from 1990 to 2020
Chapter 5. Buddhism during and after the pandemic
Chapter 6 · Buddhism and feminism
Part II: Philosophical AnalysisIntroduction to expansion, necessary repetition, and closer analysis
Part II: Philosophical Analysis · Part 13: Analysis of Early TeachingsChapter 1, Part I: The fourteen undeclared questions and the outline of early Buddhist metaphysics
Chapter 1, Part II: Map of the metaphysical frontier
Chapter 2: Nibbāna, the fire and tree similes, and phenomenology
Chapter 3: The five aggregates, the four great elements, and not-self
Chapter 4: Dependent arising and psychodynamic analysis
Chapter 5: Rebirth, the six destinations, and the three realms
Chapter 6: Bodhisatta, Buddha, and the four fruits
Chapter 7: Leaves in the hand, metaphysical restraint and inevitable leakage
Chapter 8: The author's reflections on the allure of metaphysics
Part II: Philosophical Analysis · Part 14: Analysis of Theravada AbhidhammaChapter 0. Guide to this essay
Chapter 1. Mind, matter, and continuity: The questions Abhidhamma taxonomy seeks to answer
Chapter 2. Nāma: A taxonomy of mental phenomena
Chapter 3. Rūpa: A taxonomy of material phenomena
Chapter 4. Citta-vīthi: A taxonomy of mental processes
Chapter 5. The twenty-four conditions: A taxonomy of relations
Chapter 6. Continuity, time, rebirth, and the end of continuity
Chapter 7. Restraint and vacancies
Part II: Philosophical Analysis · Part 15: Analysis of Sarvastivada PhilosophyChapter 0: Guide to this essay
Chapter 1: All exists and the distinctions between substance and activity, real and nominal
Chapter 2: The seventy-five dharmas, another list
Chapter 3: Real existence in the three times, dharma-substance in time
Chapter 4: Persistence, acquisition, nonmanifest material form, and formal entities
Chapter 5: Six causes and four conditions, another algorithm for relations
Chapter 6: Atoms and aggregation, the material end
Chapter 7: Entities and regress
Part II: Philosophical Analysis · Part 16: The Mahavibhasa in BriefChapter 0: Guide to this essay
Chapter 1: What kind of book are these two hundred fascicles?
Chapter 2: Argument, fine classification and coarse reasoning
Chapter 3: "The evaluation states," adjudication alongside argument
Chapter 4: The four great masters and four forms of time
Chapter 5: The roster of opponents
Chapter 6: Mental factors and association
Chapter 7: Underlying tendencies and the abandonment of defilements
Chapter 8: Two rounds of cause and effect across three lives
Chapter 9: The verdict, how commentary becomes a system
Part II: Philosophical Analysis · Part 17: The Abhidharmakosa in BriefChapter 0: Guide to this essay
Chapter 1: One book, two identities
Chapter 2: What is Sautrāntika?
Chapter 3: Seeds and the distinctive transformation of the continuum
Chapter 4: Striking formations unassociated with mind from the list
Chapter 5: The three unconditioned dharmas are not real
Chapter 6: The refutation of self
Chapter 7: Saṃghabhadra's defense
Chapter 8: Verdict and handover
Part II: Philosophical Analysis · Part 18: Proof and Reading of the Middle WayChapter 0 Guide to this essay
Chapter 1 The proposition
Chapter 2 The warrant for the definitions
Chapter 3 Tools: two negations and the tetralemma
Chapter 4 The main argument
Chapter 5 Self-application and immunity
Chapter 6 The preservation theorem
Chapter 7 Does it go through?
Chapter 8 Eternity and creation
Chapter 9 The verdict: theorem, tools, and remainder
Chapter 10 Dependent origination
Appendix A The formal system and proofs
Part II: Philosophical Analysis · Part 19: Later Madhyamaka in BriefEssay Nineteen: Later Madhyamaka in Brief—A Guide
Chapter One: Buddhapālita and Bhāviveka—Reductio or Autonomous Inference?
Chapter Two: Candrakīrti—The Completed Form of the Reductio Approach
Chapter Three: Śāntarakṣita and Kamalaśīla—The Convergence of Yogācāra and Madhyamaka
Chapter Four: The Zhaolun—The First Chinese Assimilation
Chapter Five: Jizang—Four Tiers of the Two Truths, the Middle, and the Provisional
Chapter Six: The Two-Truths Debate—Reviewing the Interpretations in Theorem Form
Chapter Seven: Judgments and Handoff
Part II: Philosophical Analysis · Part 20: Yogacara in BriefEssay Twenty: Yogācāra in Brief—Guide
Chapter One: The Formation of the School—From Yoga Practitioners to Theorists
Chapter Two: The Three Natures—The School’s Central Semantics
Chapter Three: Storehouse Consciousness—Legislating the Storehouse
Chapter Four: The Eight Consciousnesses at Work—Structure and Mental Factors
Chapter Five: Consciousness-Only and No External Objects—The Core Arguments
Chapter Six: Transformation of the Basis—The Stages of the Path and Its Fruit
Chapter Seven: The Dispute over Emptiness and Existence—Bhāviveka and Dharmapāla
Chapter Eight: Verdict and Handoff
Part II: Philosophical Analysis · Part 21: Tiantai in BriefEssay 21. Tiantai in brief: a guide
Chapter 1. The founding of Tiantai: from Huiwen to the Wise Master
Chapter 2. The three truths and three contemplations: Tiantai's reading of the verse of the three "is" clauses
Chapter 3. Three thousand in one thought: The mechanism of inherent inclusion
Chapter 4. The five periods and eight teachings: Doctrinal classification becomes an institution
Chapter 5. Calming and contemplation: An operating manual
Chapter 6. Verdicts and the handoff
Part II: Philosophical Analysis · Part 22: Huayan in BriefEssay Twenty-Two Huayan in Brief: A Guide
Chapter One From Scripture to School: Three Translations, Five Teachings, and Ten Positions
Chapter Two Dharmadhātu Dependent Origination: The Four Dharmadhātus
Chapter Three The Ten Mysterious Gates: The Grammar of Interidentity and Interpenetration
Chapter Four The Perfect Interfusion of the Six Aspects: A Direct Confrontation over Sameness and Difference
Chapter Five Nature-Arising: The Huayan Form of Tathāgatagarbha
Chapter Six The Golden Lion: Ten Gates in One Lesson
Chapter Seven Verdicts and the Close of the Sequence
Part II: Philosophical Analysis · Part 23: Reading the Mahayana SutrasEssay 23. Reading the Mahāyāna sūtras: a guide
Chapter 1. The Heart Sūtra: a cancellation inventory and a mantra
Chapter 2. The Diamond Sūtra: variants of the three statements and comparisons of merit
AppendicesTerminology concordance for the whole work
Afterword