Chapter 3: The five aggregates, the four great elements, and not-self¶
Chapter 2 ended with a question still in place: if fire is not underlying substance, is the fuel? That chapter closed off retreat through four layers of textual evidence, then planted a signpost: dismantle the fuel further, and there are earth, water, fire, and air. The person keeping watch over the fire cannot escape the same scrutiny. This chapter performs those two dismantlings. First dismantle the person, yielding five aggregates; then dismantle the fuel, yielding four great elements. With both heaps taken apart, return to survey the scene and deal with the dispossessed owner who keeps expecting to be recovered from the ashes. The order matters. The five aggregates come first because they are the classificatory tool the tradition itself supplies. Recasting the question of the four great elements requires their perspective; the dispute over not-self must come to trial on their list.
A list of verbs. The Discourse on Being Devoured defines the five aggregates one by one. Look first at the grammar, then at the content. Why is it called form? Because it is afflicted: afflicted by cold, heat, hunger and thirst, by contact with mosquitoes and gadflies, wind and sun, and creeping things. Why is it called feeling? Because it feels: it feels pleasure, pain, and what is neither painful nor pleasant. Why is it called perception? Because it recognizes: it recognizes blue, yellow, red, and white. Why is it called formations? Because it constructs the conditioned: it constructs form as form, and feeling, perception, formations, and consciousness as what they are. Why is it called consciousness? Because it cognizes: it cognizes sour, bitter, pungent, sweet, salty, and bland.1 Not one of these five definitions supplies a component, location, or material. All five give verbs. The Chinese parallel uses the same format. Obstruction characterizes the form aggregate subject to clinging: hands, stones, sticks, knives, cold, warmth, thirst, hunger, mosquitoes and gadflies, poisonous insects, wind, and rain all obstruct it on contact. "The characteristic of feeling characterizes the feeling aggregate subject to clinging. What does it feel? It feels pain, pleasure, and what is neither painful nor pleasant." Perceiving characterizes the perception aggregate subject to clinging: what does it perceive? The limited, the extensive, the immeasurable, and nothingness. The characteristic of constructing characterizes the formations aggregate subject to clinging: what does it construct? It constructs with regard to form. Distinct knowing characterizes the consciousness aggregate subject to clinging: what does it cognize? Visible forms, sounds, smells, tastes, tangibles, and mental objects. The two transmissions have each changed the examples. Pāli perception recognizes colors; Chinese perception gauges breadth and extent. Pāli consciousness distinguishes tastes; Chinese consciousness faces the six kinds of object. The Pāli explains form through being afflicted; the Chinese through obstruction on contact. The examples change, as do the defining verbs, but the question-and-answer format cannot change: what does it feel, perceive, construct, cognize? Neither transmission treats the examples as the point, because the definition rests on the verb. This is not a clever reading of an isolated discourse. It is the same decision preserved independently by two lines of transmission: the five aggregates take their names from what they are doing.
One detail deserves a line of its own: the list's first item, too, lies among the verbs. Form is defined not by extension, particles, or material, but by something undergone: affliction by cold and heat, obstruction by hands, stones, knives, and sticks. Materiality's place on this list is the resistance and wearing away in experience that cannot be pushed aside, not some filler behind that resistance. The fuel in Chapter 2 burned into process; here the very way of naming it takes the form of process.
This decision rules out an entire family of readings. A component can lie idle; an activity cannot. A knife lying unused is still a knife; a feeling that does not occur is nothing at all. The five aggregates are therefore not a parts list, not an inventory of the things from which a being is assembled. They are a list of processes, dividing the kinds of activity going on in the field of experience right now.2 Chapter 2 said that fire takes its name from its fuel: wood fire when wood burns, grass fire when grass burns. The naming of the aggregates belongs to the same family: they are named for what they do. Where feeling takes place, the name "feeling" is established; where cognizing takes place, the name "consciousness" is established. The name is pinned to the action, not to something behind the action. The discourse's title pushes this further: being devoured. Wherever one clings, there one is consumed; one who clings to form is devoured by form, one who clings to feeling by feeling. Processes offer no dwelling place. Those who try to make a home in them first become food for those processes.
Aggregates subject to clinging, and fuel. Classification itself is neutral; the burden comes from elsewhere. The texts distinguish the five aggregates from the five aggregates subject to clinging quite clearly. The aggregates comprise all form, feeling, perception, formations, and consciousness; the aggregates subject to clinging are those among them that are tainted and can be clung to.3 The exchange in the Full-Moon Discourse fixes the relation. The Chinese does so in one sentence: "The five aggregates are neither clinging itself nor separate from clinging; where there is desire and lust for them, these are the five aggregates subject to clinging."4 An etymological detail here joins this chapter to Chapter 2: clinging, upādāna, is precisely the fuel in the vocabulary of the fire simile. The two questions quoted in Chapter 2 remain: when a flame crosses between two pieces of fuel, what sustains it? Wind. When a being has left one body but not yet taken another, what sustains it? Craving. Consciousness with clinging is like fire with fuel. The phrase "five aggregates subject to clinging" should be read literally in this way: five kinds of process being burned as fuel. The fire called a person seizes its own experience for firewood. Classification is no longer neutral here. It is a report from the survey of a fire scene.
The anatomical reading. One way of introducing the five aggregates to modern readers assigns each to a part of the body or mind: form is the physical body, feeling the sensory nerves, perception the faculty of language and concepts, formations volition and planning, and consciousness some kind of global broadcasting.5 This is no one school's settled doctrine, nor does this book attribute it to a particular author. It is more like a diffuse habit of reading that recurs in popular introductions, lectures, and questions and answers. Scholars have long read them differently. Both Gethin and Hamilton treat the aggregate categories as an analysis of experience, not a parts list of the human body.2 6 Readers should be alert when they encounter such comparison tables. They turn the five aggregates into an anatomical chart: a torso accompanied by a brain divided into several regions. We will examine the errors one by one. Each reveals exactly what the aggregate categories were originally for.
The grammar is wrong from the outset. An anatomical chart supplies organs, and organs can stand by; the texts supply activities, and activities have no standby state. A neuron that is not firing is still a neuron; feeling that does not feel is nothing at all. To read a list of verbs as a list of organs is to lose the definition at the first step.
The scope is wrong as well. Form is not the physical body. The formula of the Anattalakkhaṇa Sutta ranges over all form: past, future, and present; internal and external; gross and subtle; beautiful and ugly; far and near.7 The Greater Discourse on the Simile of the Elephant's Footprint divides the earth element into internal and external: head hair, body hair, nails, teeth, skin, flesh, sinews, and bones are the internal earth element; the earth is the external earth element.8 To confine form within the skin is to exclude the earth and mountains, even the paper on which the comparison table is printed, from the classification.
The deepest error lies in standpoint. The classification into aggregates takes the first-person perspective: it divides the field of experience, the affliction, feeling, recognition, construction, and cognizing occurring now. Neuroscience takes the third-person perspective: it divides the tissues and circuits within the skull. Each map is legitimate and answers its own questions. Pressing one onto the other and declaring a correspondence square by square is a modern version of the category mistake diagnosed in Chapter 1. Only the last entry in the comparison table has even a hint of process: global broadcasting does describe an activity, not an organ. Yet it remains a third-person hypothesis, answering how information is integrated within the skull, not how experience arises here and now and is clung to here and now. Hamilton's conclusion after a comprehensive examination of the Nikāyas arrives at the same point: the five aggregates analyze the constitution of experience; they are not a parts list for the human machine.6 This book takes that to be the anatomical reading's fatal weakness. It has not given the wrong answers; it has picked up the wrong examination paper. Exposing this does not diminish either side. The error lies in that forced overlay; neither map is itself wrong.

Finally, the purpose is wrong. This list was drawn to end clinging, not to popularize science. As we will see, the Anattalakkhaṇa Sutta's argument must run through each entry: if form were self, one should be able to make it thus or not thus. If the aggregates were brain regions, the argument would become a feasibility study for neurosurgery, and the text's reasoning would have nowhere to stand. Tools are tested in use: when one sees feeling simply as feeling, without adding someone who feels, does clinging loosen? That is the criterion by which this list is to be judged.
The contrast between misreading and definition can be judged in a single table: the reading in the left-hand column supplies parts; the two columns to its right supply only actions.
| Aggregate | Anatomical reading | Pāli definition (Discourse on Being Devoured) | Wording of the Chinese parallel |
|---|---|---|---|
| Form | Physical body | Is afflicted: by cold, heat, hunger, thirst, mosquitoes and gadflies, wind and sun | Can be obstructed and divided: contact with hands, stones, sticks, and knives all obstructs it |
| Feeling | Sensation in the peripheral nerves | Feels: pleasure, pain, neither pain nor pleasure | Characteristic of feeling: what does it feel? |
| Perception | Center for language and logic | Recognizes: blue, yellow, red, white | Perceives: the limited, extensive, immeasurable, and nothingness |
| Formations | Volition and planning in the prefrontal cortex | Constructs the conditioned: constructs form as form | Characteristic of constructing: constructs with regard to form |
| Consciousness | Some kind of global broadcasting | Cognizes: sour, bitter, pungent, sweet, salty, bland | Characteristic of distinct knowing: cognizes visible forms, sounds, smells, tastes, tangibles, and mental objects |
A catalogue of qualities. Now dismantle the fuel. A formal interface connects the five aggregates and the four great elements: the standard definition of the form aggregate is the four great elements and form derived from them. Dismantling form thus reaches the elements.9 Earth, water, fire, and air sound like an elemental recipe, as though they belonged to the same childhood of physics as Thales' water or Empedocles' four roots. Examine the definitions before assigning an age. The earth element is hardness; water is wetness and cohesion; fire is warmth and maturation; air is motion and support. Hardness, wetness, warmth, and motion are all qualities in experience: the resistance met by a palm, the moisture felt on the tongue, the heat felt on the skin, the propulsion in the rise and fall of the chest. The definitions contain no particles or smallest units. The four great elements are given in touch, not under a microscope. They are four ways in which materiality arrives in experience, not a list of matter's components. When Chapter 2 dismantled fire, it said that the fuel is itself process. The four great elements turn that statement into a catalogue. What is called fuel is simply a gathering of four qualities: hardness, wetness, warmth, and motion.
The Greater Discourse on the Simile of the Elephant's Footprint supplies the framework of this section. Sāriputta distinguishes internal and external in each element: head hair, body hair, nails, teeth, skin, flesh, sinews, and bones are the internal earth element; the earth is the external earth element. Then comes a weightier sentence. Even the vast external earth element has its time of dissolution: when a cataclysmic flood comes, the earth is consumed. How much more so this temporary body, held fast by craving. Each element ends at the same sentence: this is not mine, I am not this, this is not my self; it should be seen as it really is.8 The list of elements also expands and contracts. The Greater Discourse on Advice to Rāhula lists five, adding space, then turns the list into an exercise: practice like the earth. Pure and impure things are thrown on it, and the earth neither hates nor delights. Likewise water, fire, air, and space.10 The Discourse on the Analysis of Elements lists six, adding consciousness, with the same statement for each: it should not be appropriated as self or mine.11 Four, five, six: the list lengthens or shortens with the needs of contemplation. A periodic table cannot withstand such flexibility; a tool catalogue can. There cannot be four elements today and six tomorrow, but wrenches can be added or removed according to the job. The list's flexibility is itself testimony: these elements catalogue no underlying substances; they are instruments of contemplation.
A wrongly framed question. Once the status of the four great elements is clear, a famous case becomes easier to read. In the Kevaṭṭa Sutta, a monk enters concentration and journeys in meditation, visiting successively higher devas with one question: where do earth, water, fire, and air, the four great elements, cease without remainder? The devas of the Four Great Kings do not know and send him higher. He asks all the way up to the devas of Brahmā's company. They say they do not know; wait for Mahābrahmā to appear. Mahābrahmā appears in radiance and praises himself before the assembly: I am Brahmā, the Great Brahmā, the all-seeing one, the sovereign. Unmoved, the monk asks his question three times. Mahābrahmā takes his arm, draws him aside, and quietly says: I do not know either; go back and ask the Buddha.12 The comedy belongs to the text itself. The Buddha's answer gives no location. Instead, he rewrites the question on the spot: do not ask where the four great elements cease without remainder. Ask where water, earth, fire, and air find no footing; where long and short, gross and subtle, pure and impure, name and form cease without remainder. The answer comes in verse: with the cessation of consciousness, all this ceases. The diagnosis behind the rewritten question is of the same kind as in Chapter 1: qualities have no destination. Hardness and wetness are not objects that can depart and arrive. Asking where they cease suffers from the same fault as asking whether an extinguished fire goes east, west, north, or south. Once the question is healed, there is somewhere to put the answer: hardness, wetness, warmth, and motion are qualities in appearing; where the field of appearing rests, they rest.
One line in the answering verse has long drawn the most interpretive controversy: consciousness, nonmanifest, boundless, luminous everywhere. One line of reading takes it as affirmative doctrine: nibbāna is a consciousness without an object or a foothold. A similar line in the Discourse on the Invitation of Brahmā is cited in support.13 14 Another, following the verse's context and the commentarial tradition, reads it as rhetoric and a pivot, without establishing an abiding consciousness. This book takes it as rhetoric, for two reasons rooted in the texts themselves. First, the same verse ends with "with the cessation of consciousness, all this ceases." If the earlier line established an abiding consciousness, the later one would have no room. Second, the Discourse on Engagement states categorically that it is impossible to describe the coming, going, standing, or growth of consciousness apart from form, feeling, perception, and formations.15 Consciousness has no privileged compartment in the aggregate list. A consciousness that illuminates itself independently of conditions would have to overturn these two passages before it could be entered in the register. We stop at that point. A detailed examination of this line belongs to philology. This chapter needs only to record that it is insufficient to bore an ontological opening through a restrained phenomenology.
Dismantling a lute to find its sound. We thus return to the person. Dismantling fuel yields qualities; dismantling a person yields activities. The two dismantlings meet in one simile. A king hears a lute and is pleased. He orders its sound brought to him. His ministers present the instrument, but the king says: I do not want the lute; bring me that lovely, delightful sound from before. They reply: the lute is a thing of many conditions. It has a neck, a soundbox, strings, and a skin; only when skillful hands play it does it sound. Sound arises from many conditions; it is not a thing hidden in the instrument's belly, waiting to be taken out. The king disbelieves them, breaks the lute in search of its sound, divides it into a hundred pieces, scatters them everywhere, and never finds the sound.16 The discourse hands the point of the simile to the monks: investigate form, feeling, perception, formations, and consciousness in this way, and self and what belongs to self cannot be found at all. This simile belongs to the family of the plantain in Chapter 2: peel the plantain layer by layer, and nothing solid lies within; split the lute piece by piece, and there is no sound in its belly. The key is the affirmative side of the ministers' reply. It is not that sound does not exist; sound is an event of many conditions. The fault in dismantling a lute to find its sound lies in the search, not in the sound. That search treats an event as a hidden object. Self stands to the five aggregates as sound to the lute.

The second teaching. The Anattalakkhaṇa Sutta is the second discourse after awakening. It offers two arguments, each run through the list of five aggregates item by item. The first concerns lack of control: "Form has no self. If form had a self, sickness and suffering should not arise in it, nor could one wish of form, 'Let it be thus; let it not be thus.'"7 In whatever tradition the title "self" is registered, it includes at least one power of office: mastery over oneself. An inventory finds that not one of the five aggregates can supply this power. The negative formulation in the Chinese quotation does not state the positive conditional on which this argument about control depends. That conditional was stated earlier in this chapter: if form were self, one should be able to make it be thus or not thus. The second argument starts from impermanence. Form is impermanent; what is impermanent is suffering. In what is impermanent, suffering, and subject to change, could one see self, something other than self, or one dwelling in the other? No. The concluding formula shared by the two arguments has a formal detail worth pausing over. The Pāli formula has three clauses: not mine, not I, not my self. The Saṃyukta Āgama formula likewise has three: not self, not other than self, not one within the other. "Not one within the other" is the result of compression: "self in form" and "form in self" are combined into mutual containment. Unfold them, and we have the twenty-cell table. The elderly householder Nakulapitā is afflicted in body; the Buddha teaches him to be afflicted in body but unafflicted in mind. What Sāriputta unfolds for him is precisely this table. All appropriation of the five aggregates as self falls into four forms: form is self, self has form, form is in self, self is in form. Repeat through consciousness, and there are twenty identity views.17 Chapter 1 said, in surveying the fourteen undeclared questions, that the arrangement of three topics with four alternatives and one with two belongs to the tabular culture of an age of debate. The twenty identity views are a sister work of that culture. One exhaustively lists questions that can be asked; the other, misidentifications that can be made. The purpose of enumeration is the same: register and guard every gate, leaving no side entrance.
The twenty cells unfold as follows. The family style of this tabular culture is immediately visible:
| Aggregate / pattern | 1. X is self | 2. Self has X | 3. X is in self | 4. Self is in X |
|---|---|---|---|---|
| Form | Form is self | Self has form | Form is in self | Self is in form |
| Feeling | Feeling is self | Self has feeling | Feeling is in self | Self is in feeling |
| Perception | Perception is self | Self has perception | Perception is in self | Self is in perception |
| Formations | Formations are self | Self has formations | Formations are in self | Self is in formations |
| Consciousness | Consciousness is self | Self has consciousness | Consciousness is in self | Self is in consciousness |
The additional item. Readers of the Chinese translations will encounter another formula elsewhere. A group of Saṃyukta Āgama discourses follows its discussion of impermanence with "impermanent, suffering, empty, not-self," four items in sequence. It is natural for readers to take emptiness on this basis as a fourth doctrine alongside not-self. The Pāli parallels mostly have only three items: impermanent, suffering, not-self. Groups of discourses on impermanence, suffering, and not-self, such as Saṃyutta 22, discourses 9–17, and Saṃyutta 35, discourses 1–12, have been checked one by one; none contains any member of the emptiness word family.18
Yet the additional item was not invented in the translation workshop. Saṃyutta 22, discourse 122, gives a long list of eleven ways to contemplate the five aggregates subject to clinging: impermanent, suffering, disease, boil, dart, calamity, affliction, alien, disintegrating, empty, not-self. Empty stands next to last.19 Its Chinese parallel, Saṃyukta Āgama discourse 259, has "as disease, as a boil, as a thorn, as a killer; impermanent, suffering, empty, not-self." The terms correspond: boil to gaṇḍa, thorn to salla, empty to suññato. What the Sarvāstivāda line did, then, was extract: it selected four items from a long list shared by both collections, condensed them into a four-term formula, and added it to other discourses. A search for the four items in sequence using CBETA's current punctuation finds this formula twenty-one times in ten Saṃyukta Āgama discourses. Three of their Pāli parallels already carry the long list: no. 259 corresponds to SN 22.122, cited above; nos. 864 and 867 correspond to AN 9.36, which uses jhāna to contemplate the five aggregates as disease, boil, thorn, killer, and so on through empty and not-self. There the Chinese has shortened the long list. None of the Pāli parallels to the other seven discourses contains emptiness.18
Empty of what? The list itself does not say. All eleven items follow the format of attending wisely to something as such and such. Empty is followed directly by not-self, with no complement between them. This list occurs seven times in the Pāli canon; none supplies a complement.19 The standard Pāli complement to empty, however, comes as a pair: empty of self, or of what belongs to self.20
The two traditions each filled this space, in different ways. Theravāda commentary supplies no complement but classifies instead: the three expressions alien, empty, and not-self state the characteristic of not-self. Citing the Paṭisambhidāmagga, the Visuddhimagga simply dissolves the question: contemplation of not-self and contemplation of emptiness have one meaning and differ only in wording.21 Sarvāstivāda fills the space neatly. Discussing the four aspects of the truth of suffering, fascicle 26 of the Abhidharmakośa says that it is empty because it opposes the view of what belongs to self, and not-self because it opposes the view of self.22 Both traditions have the pair self and what belongs to self. Sarvāstivāda separates the pair, assigning each member to an aspect, so that all sixteen cells have their own work. Theravāda gathers the pair into the single cell of not-self, then resolves the repetition through synonymy.
This step was not without dissent even within Sarvāstivāda. In the same passage, Vasubandhu first records other teachers' view that although the sixteen aspects have sixteen names, there are only seven actual distinct items. He then judges that the actual items, too, number sixteen.22 The question of whether empty and not-self are two different things was raised, then set aside.
There is one further link. Saṃyukta Āgama discourse 259 no longer uses eleven items, but four similes of illness and suffering plus four aspects. Sarvāstivāda did more than define emptiness in its treatises: the discourses themselves had already been rearranged into the cells of the aspects. This essay reads the early teaching, yet what it encounters is often the form left after rearrangement. Essays 15 and 16 compare the passages one by one to distinguish the original form from the imposed cells.
Two registers. To see not-self's original face, first consider the register in which it ordinarily works. A lesson at Jeta's Grove exemplifies the register of ownership: whatever is not yours, abandon it entirely. What is not yours? Form, feeling, perception, formations, and consciousness. Suppose someone takes the grass, trees, branches, and leaves of Jeta's Grove and carries them away or burns them. Would you think, "He is carrying me away; he is burning me"?23 The teaching's everyday formula is of this kind: it is not yours; put it down. This is a practical instruction, not an ontological announcement. To say that the vegetation is not yours requires no prior inventory of whether vegetation exists in the grove. This is the guise in which not-self appears in the great majority of cases in the Sutta Piṭaka. Direct questions in the register of existence, "Is there a self? Is there no self?", receive silence. The non-Buddhist wanderer Vacchagotta asks twice; the Buddha is silent twice. After Vaccha leaves, Ānanda asks why. The Buddha explains step by step: answering that there is a self would side with eternalism and contradict the not-self character of all phenomena; answering that there is no self would side with annihilationism and leave Vaccha still more confused: did I have a self before, and has it now been annihilated?24 On the map in Chapter 1, not-self and the life-principle/body gate face one another across a line, as though the teaching establishes doctrine with one hand while closing its mouth with the other. This discourse makes their division of labor explicit. The mouth is closed to the question framed in personal terms; the doctrine establishes a general rule for phenomena. The silence is a teaching decision. In explaining that decision, the statement that all phenomena are not-self remains intact, cited as a fixed point that cannot be contradicted.
Method or doctrine? Contemporary scholarship has turned this distinction into a formal question: is not-self a doctrine or a method? Ṭhānissaro stands at the methodological end. Not-self is a cognitive strategy designed for letting go, making no assertions about the world. The Buddha sets aside all metaphysical questions about the existence or nonexistence of self; answering would cross the strategy's boundary. The evidence consists of the discourses above plus two further passages. The Discourse on All the Taints classifies the entire series of questions (did I exist in the past or not, do I exist now or not) as unwise attention, saying that they give rise to a thicket, wilderness, and fetter of views.25 The raft simile comes last: even the Dhamma must be abandoned, how much more what is not Dhamma.26 Bodhi stands at the doctrinal end. His article's title contains the structure of his answer: not-self is both a strategy and an ontological statement. It works as a strategy precisely because it is true. Liberation depends on grasping reality as it is, not on a convenient fiction.27 Between these ends are intermediate constructions, one each by Collins and Harvey.28 14
This book takes not-self to be a doctrine, siding with Bodhi, for three reasons. First, doctrine resides in the very text on which the strategic reading relies most heavily. In the Vaccha episode, the Buddha cites the not-self character of all phenomena as a fixed point when explaining his silence. A mnemonic formula cannot be contradicted in this sense; only an assertion can be contradicted by an answer. Second, consider the grammar of the stability of the Dhamma. Whether a Tathāgata appears or not, this element abides, the stability and fixed order of the Dhamma: all conditioned formations are impermanent, all conditioned formations are suffering, all phenomena are not-self. The corresponding Chinese formulation appears in the Channa discourse: all conditioned formations are impermanent, all phenomena are not-self, nibbāna is peaceful cessation.29 It holds whether the teacher is present or absent. This is the voice of a natural law. A mnemonic formula need not announce that it holds independently of its teacher. Alongside this is 如实, a two-character expression meaning "as things really are." The Anattalakkhaṇa Sutta enjoins observation as things really are, presupposing something real to which observation can conform. Without an assertion beneath the strategy, "as they really are" would have no footing. Third, consider its extension. The third seal changes the subject: all conditioned formations are impermanent, but all phenomena are not-self. "Phenomena" includes the unconditioned; nibbāna too is not-self.30 A tool of attention designed solely to end clinging need not include the unconditioned within its jurisdiction. Drawing the boundary this far bears the handwriting of ontology.
Judging it a doctrine does not erase what the strategic reading sees. That reading correctly describes how the teaching is used, and the discipline governing its use is real. The monk's perverse question in the Full-Moon Discourse supplies a ready counterexample: "If there is no self, and kamma is performed without a self, who will experience its result in a future life?" The fault lies in the question's structure. Its first half has just accepted not-self as a premise; its second half invites the subject back with the word "who." The question's presupposition has been canceled by its own premise, so the question's "who" is bound to come up empty. Yet that failure is precisely what the questioner wants. He reads the inability to answer as "no one experiences the result," then quietly exchanges "no one" for "not me." Self is used twice: in the question to demand a recipient of results, and in the calculation to exempt a maker of kamma. The self now acting and enjoying remains in place, absent only where the result falls due. In his hands, not-self becomes a clause that applies only to consequences. Even a charitable reading of it as a reductio fails. The reductio must borrow the premise that experiencing a result requires someone who experiences it. This is precisely the disputed point that not-self denies. Take the disputed point as a premise, and the reductio only circles back. The Buddha rebukes him for overstepping; the Greater Full-Moon Discourse also identifies craving as driving the question. He then returns the monk to the list and the questions: is form permanent or impermanent?4
What is rebuked is a question that smuggles something in. A cleanly framed question remains valid, and the tradition has answered it directly. It does not use "who": without a subject, how do kamma and its results still count, and why should they still matter? On the mechanism, the answer has the same structure as in Chapter 2: continuity needs no continuing bearer. The details of its operation are the next chapter's topic. On why it matters, the answer is more direct: suffering does not wait for someone to claim it before arising. Results are to be feared not because they can find you, but because suffering will really be experienced in this continuity. The texts provide a model for this surgery on questions. A monk asks: who consumes, who contacts, who feels? The Buddha blocks each link in turn: I do not say there is a consumer, one who contacts, or one who feels. If I said so, you should ask this question. As it is, ask only through what conditions there is consumption, through what conditions contact arises.31 The Kevaṭṭa Sutta rewrites "where"; this passage rewrites "who." It is the same scalpel. The Chinese tradition has another summary statement that nearly gives this section's conclusion: there are karmic results, but no agent.32
The strategic reading is at its most perceptive about distortions of this kind. The Discourse on the Simile of the Snake serves three purposes in one discourse, each marking boundaries of use. Wrongly grasped Dhamma is like a snake seized the wrong way: it bites the person who takes it. When someone accuses the Buddha of teaching annihilation, he answers: from the past until now, I teach only suffering and its cessation. The raft simile concludes: even the Dhamma must be abandoned.33 But the raft is abandoned after crossing the river. What can be let go is clinging, not the fact that the raft carried someone across. To read instructions for use as an absence of content is to mistake the instruction manual for an empty box. This book's full formulation is therefore: not-self is a doctrine, a doctrine that comes with its own instructions for use. Those instructions, too, are in the discourses: do not answer questions framed in personal terms, do not let the doctrine run idle apart from the list, and do not infer annihilation from it. The contribution of the strategic reading is to organize these instructions clearly; its mistake is to announce that the box contains only instructions.
The final piece concerns the status of language. A young deva wonders: an arahant whose taints are exhausted still says "I speak" and "someone speaks to me". Does conceit remain? The answer: conceit of self has been abandoned; the mind of self-conceit is gone. "Understanding the world's names well, one speaks impartially in conventional designations."34 What the doctrine confiscates is the view and clinging pressed beneath the pronoun. Personal pronouns remain available. The arahant continues to say "I" and to reply as usual. The full apparatus of language keeps working; what has been removed is the force driving it to claim, defend, and prolong a life.
In the 2020s, this argument received corroboration from an unexpected direction. Large language models use "you" and "I" fluently: their references are clear, their replies appropriate, and their standpoints shift with the conversation, just as in ordinary people. Whether such systems have an inner life can certainly be debated. What cannot be disputed is that producing this pronoun capacity did not first require producing a self. It comes from statistical shaping over vast quantities of text; neither the design nor the components contain a self.35 A casual inference is thereby broken on the spot: being able to say "I" does not imply having a self. All the linguistic functions of the first person can operate normally on a mechanism that consists entirely of processes. This naturally does not liken language models to arahants. An arahant once clung and then relinquished it; a model never had it installed. The cases meet at only one point: "I" is a functional part of conventional language, not a certificate of underlying substance. The same conclusion receives evidence from opposite ends. One who has relinquished clinging still says "I"; one who has never clung also says it fluently. At neither end does fluent use of the pronoun require a self. Reading not-self as a linguistic ban on the word "I" would be another case of picking up the wrong examination paper.
Closing the case of the life principle and the body. Chapter 1 left their sameness or difference unresolved. With the two tools now in hand, half the file can be closed. Once dismantled through aggregates and elements, the pair of subjects "life principle" and "body" are in the same position as the sound in the lute's belly. To ask about sameness and difference first requires two things. Both are provisional designations, so the question suffers from the same fault as asking where the four great elements go. This explains its place among the undeclared questions. It is not that an answer is slow to be born; the question's foundation has already collapsed. The other half of the file lies outside this chapter. How continuity operates under not-self, and how kamma and results count, will be addressed directly in this essay's chapter on dependent arising. The arguments for and against the Pudgalavādins' use of the bearer as scriptural evidence still follow Chapter 2's signpost to Part I, Essay 3.36
The simile from Jeta's Grove can see this chapter to the door. Someone carries vegetation away, and no one in the grove feels carried away; the aggregates arise and cease like branches and leaves flourishing and withering in a wood. The doctrine says: the branches and leaves are not yours. The method teaches: therefore let go. These two sentences have never been two separate matters. Once the boundary is clear, letting go has somewhere to begin; with an assertion beneath it, the strategy no longer hangs in the air. Chapter 2 dismantled the fire; this chapter dismantled the fuel and the person keeping watch over it. The ashes have been examined. No dispossessed owner comes forward to claim them, and no discourse says that no one ever warmed themselves at a fire. Two questions still stand beside the fire. First, if there is no dispossessed owner, how does this fire burn and continue by itself? Where does the drive to keep burning come from? Second, the chapter began with an owner who keeps expecting to be recovered from the ashes. That impulse to be recovered is itself evidence at the scene. The perverse question in the Full-Moon Discourse, Vaccha's confusion, and the whole table of twenty identity views are three appearances of the same impulse. Why is it so tenacious, and what sustains it? Does mistaking something for self belong on the side of ignorance, or on the side of craving and clinging? Psychodynamics cannot avoid this question. Both questions lead to the chapter on dependent arising.
References¶
References
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Khajjanīya Sutta (SN 22.79). For an English translation, see Bhikkhu Bodhi (trans.), The Connected Discourses of the Buddha. Boston: Wisdom Publications, 2000, pp. 914–18. The Chinese parallel is Saṃyukta Āgama no. 46 (T2, no. 99, p. 11b21): obstruction characterizes the form aggregate subject to clinging; the characteristic of feeling, the feeling aggregate subject to clinging; perceiving, the perception aggregate subject to clinging; the characteristic of constructing, the formations aggregate subject to clinging; and distinct knowing, the consciousness aggregate subject to clinging. The two transmissions use different examples but exactly the same question-and-answer format. The argument in this chapter rests on that format. ↩
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Rupert Gethin. "The Five Khandhas: Their Treatment in the Nikāyas and Early Abhidhamma." Journal of Indian Philosophy 14 (1986) (the history of the treatment of the aggregate categories in the Nikāyas and early Abhidhamma). ↩↩
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Khandha Sutta (SN 22.48): the distinction between the five aggregates and the five aggregates subject to clinging. For an English translation, see Bodhi, cited above, pp. 886–87. ↩
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Puṇṇama Sutta (SN 22.82; the expanded version is the Greater Full-Moon Discourse, Majjhima Nikāya no. 109). For MN 109 §14 and the English translation, see Ñāṇamoli–Bodhi, cited above, pp. 887–891. The Chinese parallel is Saṃyukta Āgama no. 58, the source both of "the five aggregates are not clinging itself" and of the perverse question "who will experience the result?" ↩↩
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The account of global broadcasting comes from global workspace theory: Bernard J. Baars, A Cognitive Theory of Consciousness. Cambridge: Cambridge University Press, 1988; Stanislas Dehaene, Consciousness and the Brain. New York: Viking, 2014. ↩
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Sue Hamilton. Identity and Experience: The Constitution of the Human Being According to Early Buddhism. London: Luzac Oriental, 1996. ↩↩
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Anattalakkhaṇa Sutta (SN 22.59; PTS edition, SN III 66). For an English translation, see Bodhi, cited above, printed pp. 901–903. The Chinese parallel is Saṃyukta Āgama no. 34 (SĀ 34). The description "the second discourse after awakening" comes from the Vinaya, not the discourses. In the Pāli Vinaya's Mahāvagga, the "Account of the Group of Five" (Pañcavaggiyakathā) in the first Great Chapter first records the initial turning of the Dhamma wheel, then the successive attainment of the Dhamma eye and requests for full ordination by the four men after Koṇḍañña. It then proceeds directly to "Atha kho bhagavā pañcavaggiye bhikkhū āmantesi – 'Rūpaṃ, bhikkhave, anattā…'" ("Then the Blessed One addressed the group of five monks: 'Monks, form is not-self…'"), the present discourse. At the end it says, "Imasmiñca pana veyyākaraṇasmiṃ bhaññamāne pañcavaggiyānaṃ bhikkhūnaṃ anupādāya āsavehi cittāni vimucciṃsu. Tena kho pana samayena cha loke arahanto honti": the five monks' taints were exhausted here, and there were then six arahants in the world. The VRI edition adds the reference "saṃ. ni. 3.59 ādayo" at this passage, identifying it with SN 22.59. For an English translation, see I. B. Horner (trans.), The Book of the Discipline, Vol. IV: Mahāvagga. London: Luzac, 1951, printed pp. 20–21 (Vin. i. 13–14, sections ‖38‖–‖44‖). Horner calls it "this famous Second Utterance" and notes that it is "given also at S. iii. 66, where called 'The Five'." Two points must be recorded. First, between these two discourses, the Buddha instructed and taught the other four individually through Dhamma talks (dhammiyā kathāya ovadiyamānānaṃ anusāsiyamānānaṃ). "Second" thus means the second full discourse, not the second time the Buddha spoke. Second, modern research attributes this sequence to tradition rather than to historical fact. Anālayo, A Meditator's Life of the Buddha: Based on the Early Discourses. Cambridge: Windhorse, 2017, calls it "the second discourse given according to tradition by the Buddha after his awakening." This book follows that caution. ↩↩
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Mahāhatthipadopama Sutta (MN 28). For an English translation, see Bhikkhu Ñāṇamoli and Bhikkhu Bodhi (trans.), The Middle Length Discourses of the Buddha. Boston: Wisdom Publications, 1995. The Chinese parallel is the Discourse on the Simile of the Elephant's Footprint, Madhyama Āgama no. 30. ↩↩
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Upādānaparipavatta Sutta (SN 22.56): the form aggregate is defined as the four great elements and form derived from them. For an English translation, see Bodhi, cited above. The Chinese parallel is Saṃyukta Āgama no. 41. ↩
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Mahārāhulovāda Sutta (MN 62 §§8–17). For an English translation, see Ñāṇamoli–Bodhi, cited above. ↩
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Dhātuvibhaṅga Sutta (MN 140). For an English translation, see Ñāṇamoli–Bodhi, cited above. The Chinese parallel is the Fenbie liujie jing, Madhyama Āgama no. 162. ↩
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Kevaṭṭa Sutta (DN 11). For an English translation, see Maurice Walshe (trans.), The Long Discourses of the Buddha. Boston: Wisdom Publications, 1995. The Chinese parallel is the Jiangu jing of the Dīrgha Āgama. ↩
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Brahmanimantanika Sutta (MN 49): a similar form of the phrase about consciousness that is nonmanifest and boundless appears here. For an English translation, see Ñāṇamoli–Bodhi, cited above; their notes discuss the different readings of the phrase. The Chinese parallel is the Fantian qing fo jing, Madhyama Āgama no. 78. ↩
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Peter Harvey. The Selfless Mind: Personality, Consciousness and Nirvāṇa in Early Buddhism. Richmond: Curzon Press, 1995, pp. 198–218, esp. pp. 199–210 (a systematic construction of the reading of objectless consciousness). ↩↩
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Upaya Sutta (SN 22.53). For an English translation, see Bodhi, cited above. The Chinese parallel is the Fengzhi jing, Saṃyukta Āgama no. 40. ↩
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Vīṇopama Sutta (SN 35.246). For an English translation, see Bodhi, Connected Discourses, cited above, pp. 1254–1255. The Chinese parallel is Saṃyukta Āgama no. 1169 (T2, no. 99, pp. 312c4–312c22): divided into a hundred pieces and scattered everywhere. ↩
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Nakulapitā Sutta (SN 22.1). For an English translation, see Bodhi, cited above, pp. 853–56. The Chinese parallel is Saṃyukta Āgama no. 107 (T2, no. 99, p. 33a6). The Pāli lays out all twenty forms individually; the Chinese expands and contracts them into "is self," "other than self," and "one within the other." ↩
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The occurrence-by-occurrence counts on the Chinese and Pāli sides come from this book's own comparative reading. On the Chinese side, the text used is the library copy of CBETA's Saṃyukta Āgama (T0099), all fifty fascicles, including verses, discourse headings, and summary verses, with every line carrying critical-apparatus marks removed and five residual collation notes excluded. Its 338 occurrences of 空 ("empty/emptiness") were classified individually: first mechanically by a word list (sky and space, secluded places, empty places, the base of infinite space, empty villages, houses, and carts), then rechecked one by one, with eighteen reclassified by hand, yielding 95 occurrences in the sense of emptiness and 243 in other senses. On the Pāli side, the text used is the library copy of the VRI Roman-script edition of the five parts of the Saṃyutta Nikāya. Its 78 occurrences of the suñña/suññatā family (excluding the homograph pesuñña) were likewise classified individually: 38 in the sense of emptiness, 24 as suññāgāra, "empty dwelling", 12 as concrete empty places such as empty villages and forests, and 4 in discourse titles and summary verses. This note formerly gave "338 occurrences" and "seventy-five occurrences in the PTS edition" without recording the criteria; the library holds no PTS edition, so both counts have been redone on the library copies with the criteria stated, and the occurrence-by-occurrence tables with the criteria and totals are kept on file. Identification of parallels combined two sources: the Taishō critical notes and Fayu Daochang's comparative table of the Saṃyutta Nikāya and Saṃyukta Āgama. Criteria for the four-term formula: using CBETA's current punctuation for the Saṃyukta Āgama, searching for the four items in sequence, "無常、苦、空、非我" ("impermanent, suffering, empty, not-self"), dividing discourses by CBETA's discourse headings, and excluding critical notes yields twenty-one occurrences: one in discourse 104, three in 110, one in 127, five in 259, five in 265, two in 291, and one each in 575, 864, 867, and 1175, ten discourses in all. Critical-note numbers must first be removed: the CBETA text has two instances where a note number interrupts the phrase, "無常、[17]苦、空、非我". A literal search throughout misses both, one in discourse 110 and one in 265. This explains the former figure of nineteen in this note. (This note formerly read "nineteen occurrences in sixteen discourses." No single set of criteria yields both numbers; it has now been corrected using the criteria above.) Identification and full-text searching of the Pāli parallels: discourse 104 corresponds to SN 22.85; 110 to MN 35; 127 to SN 23.19; 259 to SN 22.122; 265 to SN 22.95; 291 to SN 12.66; 575 to SN 41.10; and 1175 to SN 35.204, all according to the table and Taishō notes mentioned above. The table does not list discourses 864 and 867, whose parallels are in the Aṅguttara Nikāya. This book identifies them from textual comparison as AN 9.36: dependent on the first and second jhānas, one contemplates form, feeling, perception, formations, and consciousness as disease, boil, thorn, killer, impermanent, suffering, empty, and not-self, and enters the deathless element. The passages correspond point by point. A search throughout the VRI Roman-script edition finds suññato in both SN 22.122 and AN 9.36, in each case within the eleven-item list "aniccato dukkhato rogato gaṇḍato sallato aghato ābādhato parato palokato suññato anattato". The other seven discourses have no occurrence of suññ-. ↩↩
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Sīlavanta Sutta (SN 22.122), PTS III 167. The original list reads aniccato dukkhato rogato gaṇḍato sallato aghato ābādhato parato palokato suññato anattato. The PTS edition notes that the next discourse, no. 123, Sutavanta Sutta, is identical to the preceding one, substituting "learned" for "virtuous." The same list also appears in Majjhima Nikāya no. 64 (Mahāmālukya) and no. 74 (Dīghanakha), and in Aṅguttara Nikāya 4.124 (Dutiyanānākaraṇa), 4.126 (Dutiyamettā), and 9.36 (Jhāna). Including the present discourse and the Sutavanta Sutta, that makes seven discourses. None supplies a complement for suññato: the eleven items run straight through, with no word between suññato and anattato. MN 74 also applies the list to this body (kāya), rather than to the five aggregates: "…suññato anattato samanupassitabbo. Tassimaṃ kāyaṃ…". The Chinese parallel is Saṃyukta Āgama no. 259, whose interlocutors, as here, are Sāriputta and Mahākoṭṭhita. It reads, "五受陰為病、為癰、為刺、為殺、無常、苦、空、非我" ("the five aggregates subject to clinging as disease, boil, thorn, killer, impermanent, suffering, empty, not-self"): eight items rather than eleven. ↩↩
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Suñña Sutta (SN 35.85): the world is called empty because it is empty of self or of what belongs to self. This is the standard complement supplied for empty in the Pāli Sutta Piṭaka. The "Treatise on Emptiness" in the Paṭisambhidāmagga quotes it at the outset to explain 空空 ("empty emptiness"). The Chinese parallel is Saṃyukta Āgama no. 232: the eye is empty, empty of what is permanent, enduring, and unchanging, and empty of what belongs to self. This adds "what is permanent, enduring, and unchanging" to the Pāli formulation. ↩
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For the commentaries' treatment of the list, see the Papañcasūdanī on Majjhima Nikāya no. 64 and the Manorathapūraṇī on Aṅguttara Nikāya 9.36. The two terms impermanent and disintegrating express the characteristic of impermanence; the six terms beginning with suffering express the characteristic of suffering; and the three terms alien, empty, and not-self express the characteristic of not-self. Chapter 20 of the Visuddhimagga quotes the Paṭisambhidāmagga: contemplation of not-self and contemplation of emptiness have one meaning and differ only in wording. In explaining the forty aspects, the same chapter separately supplies what emptiness is empty of: a lord, an inhabitant, an agent, an experiencer, and a controller. ↩
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Abhidharmakośa, fascicle 26 (Taishō, vol. 29): "Other teachers say that although the sixteen aspects have sixteen names, there are only seven actual distinct items. With the truth of suffering as their object, both names and actual items number four; with each of the other three truths as their object, the names number four but the actual item is one. On the view stated here, the actual items too are sixteen. The noble truth of suffering has four aspects: first, impermanent; second, suffering; third, empty; fourth, not-self. It is impermanent because it depends on conditions, suffering because it oppresses, empty because it opposes the view of what belongs to self, and not-self because it opposes the view of self." The same meaning appears in the Mahāvibhāṣā, fascicle 9: the aspect of not-self counters the view of self; the aspect of emptiness counters the view of what belongs to self. ↩↩
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Natumhāka Sutta (SN 22.33; the same simile also appears in SN 35.101). For an English translation, see Bodhi, cited above, p. 877. The Chinese parallel is Saṃyukta Āgama no. 269 (T2, no. 99, p. 70b1): the simile of the grass, trees, branches, and leaves in Jeta's Grove. ↩
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Ānanda Sutta (SN 44.10). For an English translation, see Bodhi, cited above, pp. 1393–94. The Chinese parallel is Saṃyukta Āgama no. 961 (T2, no. 99, p. 245b9). ↩
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Sabbāsava Sutta (MN 2). For an English translation, see Ñāṇamoli–Bodhi, cited above. The Chinese parallel is the Loujin jing, Madhyama Āgama no. 10. ↩
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Ṭhānissaro Bhikkhu. "No-self or Not-self?" (1996), collected in Noble Strategy. Valley Center, CA: Metta Forest Monastery, 1999. See also Selves & Not-self: The Buddhist Teaching on Anattā. Valley Center, CA: Metta Forest Monastery, 2011 (the copyright page gives 2011). A representative statement of not-self as strategy appears on p. 8 of the latter book. When directly asked "Is there a self? Is there no self?" the Buddha refuses to answer. Ṭhānissaro infers from this that "obviously the teaching on not-self was not meant to answer these questions"; one must instead ask what question it was intended to answer. The same page also cites the arrow simile, saying that the Buddha answers only questions that help bring suffering to an end and sets the rest aside. The book's contents comprise eight talks, selected readings from the discourses, and a glossary; they do not include the essay "No-self or Not-self?" That essay has its own full-text page on Access to Insight, whose bibliographical note says, "A printed copy is included in the book Noble Strategy," and dates it to 1996, consistent with the reference above. ↩
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Bhikkhu Bodhi. "Anattā as Strategy and Ontology." Collected in Investigating the Dhamma: A Collection of Papers. Kandy: Buddhist Publication Society (the essay first appeared in 1993). ↩
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Steven Collins. Selfless Persons: Imagery and Thought in Theravāda Buddhism. Cambridge: Cambridge University Press, 1982. ↩
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Uppādā Sutta (AN 3.136). See Bhikkhu Bodhi (trans.), The Numerical Discourses of the Buddha. Boston: Wisdom Publications, 2012, pp. 363–364. For the corresponding Chinese formulation, see the Channa discourse, Saṃyukta Āgama no. 262 (T2, no. 99, p. 66b12 onward). Its direct parallel is SN 22.90, Bodhi's translation, Connected Discourses, pp. 946–947. ↩
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Dhammapada, verse 279: all phenomena are not-self. See Acharya Buddharakkhita's translation, The Dhammapada, p. 65. ↩
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Moḷiyaphagguna Sutta (SN 12.12). For an English translation, see Bodhi, cited above, pp. 541–42. The Chinese parallel is the Poqiuna jing, Saṃyukta Āgama no. 372 (T2, no. 99, p. 102a12): "I do not say there is one who consumes consciousness… You should ask: through what conditions is there consciousness as nutriment?" Contact, feeling, craving, and clinging follow the same form, link by link. ↩
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The Discourse on Emptiness in the Ultimate Sense (Saṃyukta Āgama no. 335): "When the eye arises, there is nowhere it comes from; when it ceases, there is nowhere it goes… There are karmic results but no agent. When these aggregates cease, other aggregates continue, apart from conventional designations." Verses to the same effect appear in Buddhaghosa's Visuddhimagga XIX.19–20: there is suffering, but no sufferer; there is action, but no agent. For an English translation, see Bhikkhu Ñāṇamoli (trans.), The Path of Purification, XIX.19–20. The exemption for "conventional designations" at the end of the discourse accords with this chapter's section on conventional language. ↩
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Alagaddūpama Sutta (MN 22). For an English translation, see Ñāṇamoli–Bodhi, cited above. The Chinese parallel is the Alizha jing, Madhyama Āgama no. 200. ↩
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Arahanta Sutta (SN 1.25). For an English translation, see Bodhi, cited above, pp. 102–03. The Chinese parallel is Saṃyukta Āgama no. 581 (T2, no. 99, p. 154b19). ↩
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This paragraph uses only one engineering fact: large language models of the 2020s converse fluently in the first person, while their mechanisms consist of inspectable computational processes and their designs include no self component. Whether such systems have consciousness or an inner life is a real and unsettled scholarly debate; see, for example, David J. Chalmers, "Could a Large Language Model Be Conscious?" (2023). This chapter's argument needs only the weaker link: pronoun capacity can be detached from "having a self," independently of the outcome of that debate. ↩
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Bhāra Sutta (SN 22.22). For an English translation, see Bodhi, cited above, pp. 871–72. The Chinese parallel is Saṃyukta Āgama no. 73 (T2, no. 99, p. 19a15). ↩