Part I, Chapter 2. The theory of practice: entry through faith and the removal of obstructions

The question occupies the same position as in the previous two essays. What does this path look like in actual practice? Tathāgatagarbha differs from both Madhyamaka and Yogācāra. Madhyamaka's account of practice only becomes substantial when Āryadeva is included, while Yogācāra's is so extensive that it needs pruning. Tathāgatagarbha presents a peculiar pair of levels. It has its own grammar (removing obscurations to reveal the true, common to the branches discussed here that share the grammar of adventitious defilements), but almost nothing of its own at the level of practice. This chapter treats three matters, faith's pivotal place, the grammar of removing obstructions, and the borrowed practices.

Faith enables entry

The first step on the path of removing obstructions is faith, not observation. The reason is structural. By definition, one cannot see one's nature while it is entangled. If one could see it, it would not be called obscured. At the starting point there is thus only one passage between practitioners and their Buddha-nature, believing the scriptures' statement that "I have tathāgatagarbha." The Ratnagotravibhāga makes this explicit. That original nature is pure yet defiled, and remains pure amid defilement, lies beyond an ordinary person's thought and can be entered only through faith. The Awakening of Faith takes "awakening faith" as its very title, and its account of practice begins with "arousing the aspiration through the accomplishment of faith."1 Faith also has a place in the baseline, as a faculty and a power. There, however, it is initial trust in the path, tested as practice proceeds and gradually replaced by direct realization. Here, however, faith initially bears a metaphysical claim about the practitioner's own Buddha-nature, which the practitioner has not yet directly realized. It is therefore not merely a starting point but carries much of the path's structural weight. Chapters 3 and 4 of Part II examine this difference's soteriological consequences.

The grammar of removing obstructions: wiping a mirror and opening a mine

The mechanism's positive formulation consists of a family of similes. A bright mirror is covered with dust and shines when wiped. Pure gold lies in ore and appears when smelted. The sun is obscured by clouds and shines when they part. The nine similes of the Tathāgatagarbha Sūtra and their explanation in the Ratnagotravibhāga repeat the same grammar. What is sought is already present and perfect. Effort acts only on what obscures it.2

The Tathāgatagarbha Sūtra's nine similes can be set alongside each other. The scenes differ, but the grammar is one. On one side is the outer covering, on the other the hidden perfection within. Effort acts only on the former.

Simile Obscuration, the side of adventitious dust Inherent presence, the side of Buddha-nature
A Buddha in a withered flower The withered lotus The true Buddha within the flower
Bees guarding honey The surrounding swarm Honey on rock and tree
Rice within husks The enclosing husks The rice grain within
Pure gold in filth Impure filth The pure gold that fell there
Treasure in a poor household Covering earth and lack of awareness The treasure underground
A sprout in a fruit stone The fruit's skin and flesh The intact seed germ
A golden image in tattered clothing Foul-smelling rags The golden image wrapped within
A poor woman carrying a king Her poor and lowly body The wheel-turning king in her womb
A golden image in a clay mold The blackened mold The true golden image within

This grammar determines every feature of tathāgatagarbha's account of practice. Practice adds nothing to original nature, which cannot be more perfect, and does not transform the practitioner, whose true body is that nature. It only subtracts. The Awakening of Faith supplies this subtraction with a conceptual apparatus. The gate of mind as suchness and the gate of mind as arising and ceasing stand together. Original awakening, nonawakening, and initial awakening operate as three positions. Initial awakening at its ultimate is original awakening. The whole course of practice is described as "initial awakening joining the original."3

Borrowed practices and a homegrown dispute over sudden and gradual

What are the concrete operations of subtraction? Looking through the texts, the answers are almost entirely older methods. The Awakening of Faith's section on cultivating faith lists five gates, giving, keeping precepts, patience, diligence, and calming and insight. The content of calming and insight largely comes from existing traditions. In the actual practice of Chinese tathāgatagarbha schools, Tiantai uses its own calming and insight, still structured around concentration and wisdom; Huayan borrows contemplative methods; Chan sits in meditation and investigates; Pure Land recites the name. This tradition's own contribution lies in how it characterizes the practices, not in their content. The same calming and insight perfumes pure seeds in Yogācāra and wipes away adventitious dust here.

Precisely this characterization produces the sole great internal dispute in its account of practice. If nature is originally pure, where does dust come from, and why is wiping necessary? The dispute between Shenxiu's "diligently wipe it at all times" and Huineng's verse, and Nanyue's case of polishing a tile into a mirror, bring this tension into the open. If polishing a tile cannot make a mirror, how could sitting meditation make a Buddha? The third line of Huineng's verse reads "originally there is not a single thing" in the usual Zongbao edition, but "Buddha-nature is always pure" in the Dunhuang edition. The two readings do not say the same thing. The Dunhuang line uses precisely tathāgatagarbha language, and it is this line that concerns the present chapter. The emptier reading of the usual edition is later.4 The sudden-gradual dispute is a fissure in the grammar of removing obstructions itself, not an outsider's criticism. The gradual approach takes "obstructions" seriously, the sudden approach "original purity." Each holds to one half of the grammar. Chapter 3 of Part II takes this fissure as the entry to its criticism of mechanism.

Summary

Tathāgatagarbha's account of practice consists of a distinctive grammar, removing obstructions to reveal the true; a faith that bears the weight, entry through faith alone; a group of borrowed practices, calming and insight, keeping precepts, and giving; and an internal dispute generated by its own grammar, sudden and gradual. Unlike Yogācāra, it lacks the account of seeds, the table of stages, and the progress plan measured in kalpas. The path can travel this lightly because the endpoint is taken in advance. Traveling lightly is its advantage at the level of claims. The cost is recorded in Part II.

References

References

  1. On entry through faith alone into what is inconceivable, see fascicle 4 of the Ratnagotravibhāga (T31, no. 1611, pp. 839a14–b17; see Takasaki, A Study on the Ratnagotravibhāga, around RGV I.153). For "arousing the aspiration through the accomplishment of faith" in the Awakening of Faith in the Mahāyāna, see T32, no. 1666, pp. 580b15–581a8; for the section on cultivating faith, see pp. 581c6–583a21. ↩

  2. The nine similes appear in the Great Extensive Tathāgatagarbha Sūtra and are explained one by one in fascicle 4 of the Ratnagotravibhāga. Zimmermann's A Buddha Within studies them in detail. ↩

  3. One mind and two gates, original awakening, nonawakening, initial awakening, and the identity of initial and original awakening appear in the sections establishing the meaning and explaining it in the Awakening of Faith in the Mahāyāna (T32, no. 1666, pp. 575c23–576a7, 576b10–c4). The work's authorship and authenticity are discussed in Essay 7 of Volume 1. No Indian authorship is presupposed here. It is taken only as representative of tathāgatagarbha's established Chinese form. ↩

  4. Shenxiu's and Huineng's verses appear in the chapter on the course of the Sixth Patriarch's life in the Platform Sūtra (Zongbao edition, T2008, T48n2008_p0348b15, p0348c18). The Dunhuang edition is T2007, The Southern School's Sudden Teaching, the Supreme Mahāyāna Mahāprajñāpāramitā Sūtra, the Platform Sūtra of the Great Master Huineng, the Sixth Patriarch, Teaching the Dharma at Dafan Monastery in Shaozhou. Its variants go beyond differences of wording. Shenxiu's final line is 莫使有尘埃, "do not let there be dust," where the Zongbao edition has 勿使惹尘埃, "do not let it gather dust." Huineng's verse reads, "Bodhi originally has no tree; the bright mirror has no stand; Buddha-nature is always pure; where could there be dust?" Its third line differs in meaning from the Zongbao edition's "originally there is not a single thing." The Dunhuang edition says Buddha-nature is always pure; the usual edition says there is originally nothing. The Dunhuang edition also follows it with another verse, "The mind is the bodhi tree; the body is the bright mirror's stand; the bright mirror is originally pure; where could dust stain it?" This is absent from the Zongbao edition. A complete search of T2007 finds zero occurrences of 无一物, "not a single thing," and one of 佛性常清净, "Buddha-nature is always pure." This chapter focuses on the Dunhuang reading. The variant is particularly crucial for the tathāgatagarbha tradition and is recorded here for that reason. The case of polishing a tile into a mirror appears in the section on Nanyue Huairang in fascicle 5 of the Jingde Record of the Transmission of the Lamp. For historical detail on the sudden-gradual dispute, see the Chan chapters of Essay 10 in Volume 1. ↩